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CHATBOT · CONVERSATION DESIGN · GOVERNANCE · GDPR

Chatbot Consulting: From Idea to Production — Structured, Compliant, and Ready to Deliver

Many organizations start with the desire for an internal chatbot — and stumble on unclear requirements, missing governance, and unresolved data protection questions. I guide companies from use case definition and conversation flow design through requirements specification to handover to the development team — as a Business Analyst and Project Manager bridging business, IT, and compliance.

Typical Situations

  • The organization wants an internal chatbot, but requirements, data sources, and governance are completely open
  • HR or Compliance receives many repetitive weekly inquiries — a chatbot should help, but nobody knows where to start
  • IT has already evaluated a chatbot tool, but business stakeholders and compliance teams haven't been involved yet
  • A pilot is running, but conversation flows aren't documented, hallucinations are uncontrolled, and no operating concept exists
  • Regulated environment (bank, insurer, industrial): data protection impact assessment is pending, model selection unjustified
  • International group: chatbot initiative launched without consistent standards for prompt design and content governance
  • Management has approved budget, but no clear requirements document exists for procurement or development handover

Deliverables

Chatbot requirements specification: use cases, user stories, acceptance criteria, and scope boundaries
Conversation flow design: dialog logic, fallback strategies, escalation paths, and tone guidelines
Data source definition: which documents, knowledge bases, or APIs should the chatbot use?
Governance framework: prompt versioning, content review processes, feedback loop design
GDPR clearance: Data Protection Impact Assessment (DPIA), processing register, model selection rationale
Quality assurance concept: test cases, hallucination monitoring, escalation metrics
Handover documentation: complete operating concept and development brief for internal team or vendor
Stakeholder alignment: decision papers for management, IT governance, and compliance committees

Steering & Governance

Chatbot Initiative Project Steering: Structured steering of chatbot projects — from use case prioritization and sprint reviews to go-live approval. Decision papers for stakeholders, business units, and IT governance. Clear milestones instead of endless pilot phases.

Prompt & Content Governance: Versioned prompt library, documented model decisions (provider, model version, fine-tuning rationale), content review processes, and feedback loop design. The foundation for transparent and maintainable chatbot solutions — especially important in regulated environments.

Data Protection & Compliance Documentation: Documented decisions on data processing, model selection, GDPR requirements (Art. 13/14, DPIA), and EU AI Act risk classification. Audit-ready documentation for Data Protection Officers, compliance teams, and internal auditors.

Data Protection & Regulatory Requirements

Chatbot projects touch data protection, data processing, and — in regulated industries — sector-specific requirements. I work closely with compliance and data protection teams to:

  • Clarify GDPR requirements early: processing purpose, legal basis, DPIA for new processing activities
  • Document model selection and provider governance transparently (EU AI Act, BAIT, VAIT for FinServ)
  • Establish data storage and logging rules: what is stored for how long? Which data goes to which provider?
  • Integrate hallucination risks and bias checks into the quality assurance concept
  • Address DORA requirements for AI-powered IT systems in financial institutions

Project contexts are anonymized. Roles and outcomes are accurately described; details available under NDA.

Project Examples (Anonymized)

CHATBOT · COMPLIANCE · FINANCIAL SERVICES

Financial Institution: Internal Compliance Chatbot for Policy Queries

German Financial Institution — Compliance Automation

Challenge: The compliance team received 50+ repetitive weekly inquiries about internal policies and regulatory requirements. Manual responses consumed significant capacity; answer quality was inconsistent.

Role: Business Analyst and Project Manager: requirements gathering, conversation flow design, data source definition, GDPR clearance, and handover to the development team

Results:

  • Chatbot requirements specification with 47 user stories and complete conversation flows
  • Data sources defined: 3 internal policy databases, 1 regulatory document repository
  • Data Protection Impact Assessment (DPIA) completed and aligned with the Data Protection Officer
  • Development handover with complete operating concept, test cases, and monitoring requirements

Note: Project contexts are drawn from previous consulting and industry roles. Content is anonymized; roles and results are accurately described.

CHATBOT · HR · MID-MARKET

Mid-Market Manufacturer: HR Chatbot for Onboarding and Internal Queries

DACH Manufacturing Company — HR Digitalization

Challenge: The HR department was overwhelmed with onboarding questions from new employees. Standard FAQs existed but weren't structured for easy access. Management wanted a chatbot — but no clear requirements document existed.

Role: Business Analyst for use case definition, conversation flow design, and requirements specification; vendor selection support

Results:

  • Use case portfolio with 12 prioritized applications for Phase 1 defined
  • Conversation flows for onboarding, leave requests, and IT helpdesk specified
  • Requirements document created as the basis for vendor procurement
  • Governance framework for content updates and monthly review cycles established

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Last updated: February 2026